Mastering Source of Wealth & Funds Enquiries - 2026 Update for Law Firms

Introduction

Regulators are increasingly scrutinising how firms assess client and matter risk - particularly around source of wealth and funds. Are your procedures fully up to date?

This webinar dives into the practical expectations for firms regarding source of wealth and source of funds enquiries.

Expert speaker Trevor Hellawell will offer guidance on how to conduct these enquiries for both clients and third-party funders and understand the subtle, sensitive issues surrounding the origins of money in your transactions.

Stay ahead of regulatory expectations and ensure your firm can confidently demonstrate compliance.

What You Will Learn

This webinar will cover the following:

• Conducting robust CDD processes
• Identifying the information you need to verify your clients’ wealth
• Techniques for obtaining and proving the veracity of this information
• Understanding which parties you need information from and how to confirm funds are legitimate