Leveraging RegTech for Compliance in Financial Services

Introduction

As regulatory expectations increase, financial services firms are under growing pressure to deliver faster, smarter and more resilient compliance processes. Financial services regulators expect firms to evidence good outcomes, detect risk and maintain resilient systems in an increasingly digital market.

Financial services firms can use technology to improve the speed and quality of their work whilst complying with applicable regulation. RegTech offers tools to do this, as well as automating monitoring, reporting and controls. When used well, the tools can strengthen governance of regulated firms.

This bitesize webinar provides a practical introduction to RegTech for compliance professionals, lawyers, risk teams and financial services stakeholders.

Join this session to understand what RegTech is, how it is used and what legal, governance and operational safeguards are needed to deploy it responsibly.

What You Will Learn

This short webinar will cover the following:

• What RegTech is and how it is transforming financial services compliance
• Key legal and regulatory considerations for adopting RegTech solutions
• How RegTech is used across AML, KYC, sanctions, reporting and conduct risk
• Governance, operational resilience, and AI-related compliance considerations
• Practical examples of RegTech tools and best practices for implementation